Aurion Capital Management has adopted the CFA Institute's Code
of Ethics and Standards.
The CFA Institute (www.cfainstitute.org)
is a professional association which "was created to develop timely,
practical solutions to global capital market issues, while advancing
investors' interests by promoting the highest standards of ethics
and professionalism within the investment community worldwide."
Currently there are over 70,000 members worldwide.
Code
of Conduct 2006 (PDF)
The institutes' Code of Ethics and Standards is the foundation
of our own internal standards and the basis of our Policy and
Compliance Procedure Manual as well as Employee handbook.
Trade Matching Statement
National
Instrument 24-101